Exchange Commission

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The former chief executive of Energy XXI Ltd agreed to settle civil charges that he failed to disclose to investors more than $10 million in... [Read More]
A former chief executive of Energy XXI Ltd was charged on Monday with hiding more than $10 million in personal loans that he obtained from... [Read More]
Viña Concha y Toro S.A. ("Viña Concha y Toro" or the "Company") (NYSE: VCO) today announced that the voluntary delisting of its ADRs from the... [Read More]
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Rep. Bill Pascrell, D-N.J., is trying to use a spending bill to cut the salary of Scott Garrett, a firner Republican who now works as... [Read More]
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Oaktree Capital has been hit by the United States Securities and Exchange Commission for violating federal regulations including being involved with a pay-to-play scheme in... [Read More]
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GoLocalProv broke that Gina Raimondo'is tied to an enforcement action by the U.S. Securities and Exchange Commission for a "pay-to-play" scheme involving Oaktree Capital --... [Read More]
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Rep. Bill Pascrell, D-N.J., is trying to use a spending bill to cut the salary of Scott Garrett, a firner Republican who now works as... [Read More]
Tesla Inc's dispute with a former employee has escalated. Martin Tripp has filed a whistleblower lawsuit with the Securities and Exchange Commission. [Read More]
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A federal judge has dismissed the U.S. Securities and Exchange Commission's lawsuit accusing two former Och-Ziff Capital Management Group LLC executives of masterminding a... [Read More]
The Dow Chemical Co. agreed to pay $1.75 million to settle charges in a three-year U.S. Securities and Exchange Commission investigation for not properly disclosing... [Read More]
NewEdge Signal Solutions, a Shirley wireless communications company, has raised $6.6 million in funding, according to filings with the Securities and Exchange Commission this week. [Read More]
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Martin Tripp, the fired Tesla technician fighting a corporate legal battle and a war of words with chief Elon Musk, has formally filed a tip... [Read More]
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A report says the Securities and Exchange Commission is investigating whether Facebook adequately warned its investors about privacy lapses involving the data mining firm Cambridge... [Read More]
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There goes $242m EVEN by the standards of Hollywood, it sounds an unlikely pitch—an app that offers almost unlimited access to cinemas for... [Read More]
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Martin Tripp, a former process technician at Tesla's Gigafactory in Nevada, filed a whistleblower tip with the U.S. Securities and Exchange Commission. He's reportedly struggling... [Read More]
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The U.S. stock market regulator Securities and Exchange Commission has opened an investigation into Zion Oil and Gas Inc., the company said in a... [Read More]
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A former Tesla Inc. employee portrayed by Chief Executive Officer Elon Musk as a saboteur has filed a whistle-blower tip to the U.S. Securities and... [Read More]
A California-based private equity firm has agreed to pay a $100,000 fine to federal regulators over allegations that it made an improper contribution to Rhode... [Read More]
Former Tesla employee Martin Tripp has filed a whistleblower tip with the Securities and Exchange Commission in which he alleges the company lied about Model... [Read More]
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The Securities and Exchange Commission is accusing the president of a local staffing agency of profiting from insider trading on the stock market. Katherine Hanratty,... [Read More]
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