Exchange Commission

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Five earnings seasons ago, the Securities and Exchange Commission told publicly traded companies how they should be explaining their financial results so investors can better... [Read More]
Axon Enterprise's chief financial officer was given three chances to respond. First on Aug. 10, when the US Securities and Exchange Commission, looking for clarification on... [Read More]
An unexpected gain in September existing home sales lifted the markets to a sharply higher close with the Dow surging 165 points to 23,328. Nasdaq... [Read More]
Schlumberger NV's (SLB) Buy Rating Reiterated at FBR & Co ... [Read More]
WatchGuard, Inc. (the "Company") today announced that it has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission... [Read More]
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REUTERS/Brendan McDermid Trading firms have long complained about the mounting cost of data charged by US exchanges like the New York Stock Exchange... [Read More]
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Axon, the maker of Taser stun guns, is tumbling 6 percent after the company revealed that it had failed to respond to a series of... [Read More]
Tags: Axon - Series - NEW YORK
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The Senate Banking Committee on Thursday announced confirmation hearings for President Trump's nominees to lead the Securities and Exchange Commission and Export-Import Bank.The Banking panel... [Read More]
The US Securities and Exchange Commission has been reinvigorated by an influx of whistleblower tips. [Read More]
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Five earnings seasons ago, the Securities and Exchange Commission told publicly traded companies how they should be explaining their financial results so investors can better... [Read More]
U.K. regulator the Takeover Panel announced on Friday that Guy Elliott has resigned from his position as a member of the regulatory body. The panel--which... [Read More]
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Former Rio Tinto (RIO.L)(RIO.AX) chief financial officer Guy Elliott has stepped down from Britain's Takeover Panel following fraud charges brought by the U.S. Securities and... [Read More]
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ISLAMABAD: An accountability court on Friday deferred the indictment of former Securities and Exchange Commission of Pakistan (SECP) chairman Zafar Hijazi in a record tampering... [Read More]
The U.S. Securities and Exchange Commission is reviewing the financial filings of Axon Enterprise Inc, the manufacturer of Taser stun guns, requesting detailed information on... [Read More]
A broker violated Financial Industry Regulatory Authority rules by fabricating business expenses, but the Securities and Exchange Commission must revisit whether a lifetime ban from... [Read More]
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Blue Apron is fighting to get back in the black. The meal kit delivery service laid off six-percent of its staff across its fulfillment centers... [Read More]
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Taser manufacturer Axon Enterprise Inc said on Thursday that the Securities and Exchange Commission was reviewing its 2016 financial report and its quarterly report... [Read More]
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Last month's hack of the Security Exchange Commission may prove to be the most high-profile corporate gatekeeper attack to date. But it definitely ... [Read More]
The U.S. Securities and Exchange Commission said on Wednesday it had named JPMorgan Chase (JPM.N) executive Brett Redfearn as director of the agency's trading and... [Read More]
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The Securities and Exchange Commission on Wednesday tapped J.P. Morgan Chase & Co.'s top electronic-trading executive as a senior regulator, signaling an appetite for shaking... [Read More]
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